What makes a planet?
Update
The IAU definition of 'planet' needs improvement because it is neither quantitative nor general. In 2015, I proposed a simple criterion to quantify, generalize, and simplify the definition (Margot, 2015). In 2024, we updated the proposal to take into account the latest IAU recommendations (Margot, Gladman, Yang, 2024). All confirmed exoplanets and all 8 Solar System planets satisfy the criterion.
You can read our proposal
or download
a poster
that describes the proposed definition. Our 2015 and 2024 articles
on the planet definition are available online
here and here
(TBA).
In 2006 we developed and implemented an official classification of the
celestial bodies in our solar system. There are 8 planets, a small
number of dwarf planets, and a large number of minor planets. The
decisive criterion in the definition of a planet is based on dynamics
(i.e. the science of forces and motions). This is an intelligent
decision, and a decision that we can feel good about, for several
reasons:
Many branches of science require a precise classification scheme (a
taxonomy), otherwise people cannot talk to each other effectively.
Astronomy is no different. A precise definition for the word "planet"
was needed.
Scientists did. Just like scientists defined "triangle", "energy", or
"acid". Most people agree that it's a good idea to let biologists
provide the definition for "bacteria" and "viruses". Scientists
provide precise definitions for scientific terms as part of their job.
The International Astronomical Union
(IAU) is an organization of over 12,000 professional astronomers. It
is the only community of experts that has the legal and scientific
authority to define the word "planet". The IAU has been in charge of
planetary nomenclature since 1919. It holds a General Assembly every
three years, and the 2006 meeting was held in Prague, Czech Republic.
Two very important developments in our knowledge of "planetary
systems" occurred in the 90s: the discovery of celestial bodies
orbiting stars other than the sun, and the discovery of a vast belt of
small bodies orbiting the sun beyond Neptune. Both of these
developments made it pressing to arrive at a proper definition for the
word "planet". People were making claims of discovering new planets,
but were they really planets? The taxonomy as of 2006 was incomplete,
and there was a very strong sense that the IAU needed to define a
planet at its 2006 General Assembly.
In 1930 staff at the Lowell Observatory issued a circular entitled
"Discovery of a solar system body apparently trans-neptunian" for
distribution to astronomers around the world. The announcement
describes a new "object" and makes no claim of a planet discovery (see
the full text from the Lowell Observatory archives here). This object later
became known as Pluto.
The term "trans-Neptunian" (literally "beyond Neptune") is used today
to represent a very large number of objects that orbit the Sun beyond
the orbit of Neptune. This population is also referred to as the
Kuiper belt or Edgeworth-Kuiper belt.
New discoveries! The two figures below show the trajectory of objects
in the plane of the solar system (the sun is at the center, but it is
not shown). The figures compare our knowledge at the time of Pluto's
discovery and our knowledge in 2006. The orbits of the four Jovian
planets (Jupiter, Saturn, Uranus, Neptune) are drawn in blue, the
orbit of Pluto in red, and the orbit of about 800 of Pluto's friends
in green. Based on these diagrams one can understand how astronomers
in 1930 felt that Pluto was an exceptional object and decided to call
it a planet. One can also easily understand how the vast majority of
astronomers in 2006 recognized Pluto as a large member of a population
of small bodies beyond Neptune. If Pluto were discovered today in the
midst of all its friends, few people would even suggest
considering it as a planet.
One of the best illustrations of the fact that Pluto is a very different
animal from the eight planets was published by Steven Soter in the
Astronomical Journal in 2006. The figure clearly shows that some
bodies are capable of clearing their orbit, whereas other bodies are
not. (This orbit-clearing criterion is what the IAU decided to use in
its definition of a planet. It's a criterion based on dynamics and
not geophysics.)
There is a fundamental difference between the planets (Mercury, Venus,
Earth, Mars, Jupiter, Saturn, Uranus, and Neptune) and Pluto. This
difference explains why Pluto is not classified as a planet. Unlike
any of the planets, Pluto is embedded in a vast swarm of bodies
similar to itself. Pluto is therefore analogous to the asteroid Ceres
in the asteroid belt between Mars and Jupiter. Pluto has many friends
orbiting nearby, which is not the case for any of the planets. The
planets accumulate, eject, or otherwise control all the mass in their
immediate proximity. Pluto and Ceres are not able to do that;
therefore they belong to a class that is really quite distinct from
the eight planets.
Some who argued for maintaining Pluto as a planet proposed the
following arguments:
That's ok. Science is all about recognizing that earlier ideas may
have been wrong. For a long time biologists thought that all microbes
causing diseases in humans were bacteria. At some point scientists
realized that there was another class of microbe more properly
described as viruses, and they had to change their ideas about which
infective agent was what. We are all better off now as the new classification has
clarified meaning and has allowed researchers and health professionals
to communicate with each other and the public. Astronomers had to
revise their classification in light of our improved understanding of
the solar system. Pluto is now recognized as a large member of the
trans-Neptunian population.
It caused a storm in a teapot. Pluto was considered a planet for only
75 years, and questions about its planetary status had been raised for
more than 10 years. Compare that to the thousands of years during
which schoolchildren were taught that planets revolved around the
Earth. When scientists demonstrated that planets revolve around the
Sun, people had to make very serious adjustments to their ways of
thinking. But people adjusted. And they also adjusted quite well to
a solar system with eight planets. Some people resisted. People are
resistant to change, and this resistance is sometimes obvious in
discussions involving Pluto. Most non-scientists understand the
arguments quite well and have no problems with the current
classification of planetary bodies.
New mnemonics are easy to make. Try it, it's fun! Here are some examples:
My Very Eclectic Mother Just Served Us Nabokov
A very small number of astronomers have been opposing the
classification quite vocally. Some of them have said that they prefer
a classification based on geophysics and not dynamics. However the
language that they are using ("Save Pluto") reveals an emotional
attachment to Pluto. According to the geophysics proposal, the large
asteroid Ceres would also be counted as a planet, but the people who
became so upset about Pluto in 2006 had done absolutely nothing to try
to "Save Ceres" prior to 2006 (Ceres was considered a planet in the
first half of the nineteenth century, and was demoted from its
planetary status when new discoveries showed that it had many friends
orbiting nearby - just like Pluto). This inconsistency in behavior
suggests (but does not prove) that the objection to Pluto's demotion
has more to do with attachment to Pluto than it has to do with
geophysics.
On Aug 24, 2006, the assembly of IAU members voted
overwhelmingly in favor of a resolution that defines three
distinct classes of objects in the solar system: planets, dwarf
planets, and small solar-system bodies. (The majority was so
overwhelming that a count of the votes was unnecessary). There are 8
planets in the solar system: Mercury, Venus, Earth, Mars, Jupiter,
Saturn, Uranus, and Neptune. A dwarf planet is not a planet, just
like minor planets are not planets (A resolution that would have
allowed dwarf planets to fall under the umbrella of planets was
strongly defeated by the assembly). Here is the full text of the
resolution that defines a planet in the solar system.
It is not. In an attempt to draft a resolution that was jargon-free
and understandable to the public, some scientific rigor was lost. In
particular, the language "clearing its orbit" implies that a planet is
the dominant body in its neighborhood and gravitationally controls its
neighborhood. Some people who are unhappy about the planet definition
have claimed that Jupiter or Neptune have not "cleared their orbits",
which is an obvious misrepresentation because these bodies clearly
dominate their orbital zones.
The IAU definition is also imperfect in that it applies only to the
solar system. At some point, we will need to revisit the issue in
order to establish a classification scheme for exoplanets as well.
(Update: here is an easy way to do it).
Other factors contributed to imperfect language. The "Planet
Definition Committee" chose to work in secret, very much at odds with
fundamental scientific values of transparency and openness. They also
released their proposal to the press prior to releasing it to their
fellow scientists for review. The avowed intent was to create a
"media blast" that would quell all further discussion. This approach
did not work, because the proposal was so awkward that IAU members
refused to approve it and instead demanded a change. There was little
time to craft, review, and agree on new language before the end of the
meeting, in part because people were busy attending scientific
sessions. Although imperfect, the resolution ultimately adopted by the
IAU is a considerable improvement over the initial proposal. A lot of
the criticism leveled against the IAU (unfairly, in my opinion) could
have been avoided if the Planet Definition Committee had been more
transparent.
The resolution was passed by an overwhelming majority of those in
attendance, following the protocol in place for all IAU resolutions.
As polling experts will tell you, polling the IAU assembly (over 400
present) captured the desire of the entire IAU membership (about 9,000
members at the time) with a confidence interval better than 5%. Because the
meeting had many scientific sessions, including sessions on the
physical properties of asteroids, it was well attended by
geophysicists and dynamicists alike, and there is no reason to believe
that the voters did not form a representative sample of the entire IAU
membership. The schedule for the discussions and vote had been well
advertised. Any IAU member who had an interest in this issue was
welcome to participate in the discussions and vote.
Some opponents of the decision have expressed the opinion that
scientific matters are not resolved by a vote. Although most
scientific activities are not conducted by vote, there is nothing
unusual about agreeing to scientific conventions and taxonomic systems
by vote. For instance, the set of recommended fundamental physical
constants is regularly reviewed and approved by vote. The location of
Earth's prime meridian was decided by vote. New mineral names and new
asteroid names are approved by vote. The International Commission on
Stratigraphy defines the geologic time scale by vote. The
International Code of Zoological Nomenclature is regularly revised and
approved by vote. When it comes to agreeing to scientific conventions
or taxonomic systems, voting by a panel of experts is the best process
at our disposal.
Some people who were unhappy about the outcome of the vote organized a
petition to protest the decision by the IAU. The petition was a
colossal failure. Even though the organizers of the petition had
access to over 9,000 IAU members, only 79 IAU members signed it, some
people with no formal astronomy training signed it, and none of the
members of the Planet Definition Committee signed it. Among the
signatories is someone who believes that the influenza virus emanates
from Venus and is blown to Earth by the solar wind. Collecting a
number of signatures from random people cannot be compared to the
thoughtful and official decision by the IAU membership.
The IAU did not receive sufficiently compelling requests to revisit
the issue prior to its General Assemblies in 2009, 2012, 2015, 2018,
or 2021, and therefore did not schedule any further discussion.
However, the IAU did receive a proposal prior to its 2024 General
Assembly and I have been invited to give a talk and start a
conversation at the meeting. Although minor corrections to the
language of the resolution may occur at some future IAU General
Assembly (e.g., extension to exoplanets), it is unlikely that the
outcome of the resolution will change significantly. As the figures
above show, it is quite clear that Pluto and Ceres are very different
animals than the eight planets. The current classification scheme
quite naturally captures this difference, which is a desirable feature
of a good taxonomy. One could invent classification schemes in which
Pluto and Ceres would belong to the same class as the eight planets,
but there are very significant conceptual and implementation problems
with such schemes.
Some people have favored a taxonomy in which anything that's "round" is
called a planet. There are multiple problems with this:
Having a label for objects that are round is an interesting idea,
however. One proposal is to call anything that's round a "world".
Some worlds are planets, others are not. For additional details about
this proposal, and suggestions to improve the IAU definition, you can
download a presentation
I gave in 2009 at the 214th meeting of the American Astronomical
Society in Pasadena, CA.
A few individuals who would like you to believe that there is a
substantial debate about the planet definition. Many people,
including me, have critized the current imprecise wording of the IAU
definition. However, most people have accepted the fundamental
principles of the IAU definition. Textbooks have been rewritten,
children's books have been rewritten, and most people have moved on.
Many years ago David H. Freedman wrote an insightful story that
captured may of the relevant arguments. The Atlantic Monthly, Feb 1998,
vol. 281, no. 2, p. 22.
Planet Definition
Who decided?
Why the urgency in 2006?
What happened when Pluto was discovered?
What changed between 1930 and 2006?
Why is Pluto no longer a planet?
Pluto is no longer a planet!
Did the decision cause a cultural revolution?
What about the mnemonic?
My Very Educated Mother Just Served Us Newton
My Very Egotistical Mother Just Served Us Nothing
My Very Egregious Mother Just Served Us Nicotine
My Very Emotional Mother Just Served Us Nostalgia
My Very Empty Mother Just Served Us Nihilism
My Very Energetic Mother Just Served Us Nitroglycerin
My Very European Mother Just Served Us Nutella
My Very Excellent Mother Just Served Us Nectarines
Who is unhappy with the decision?
How did the IAU arrive at its decision?
Is the language of the resolution perfect?
Should we be concerned about the voting process?
Is science done by a vote?
What about the petition?
Will the situation change?
What is the next best idea?
Is there a debate about the planet definition?
For further reading